On this episode of Real Money, Real Experts, we tackle the evolving world of financial fraud and how we can break the cycle of shame that often keeps victims silent. In this exclusive sneak peek of their keynote session at this year’s symposium, Lori Schock, Director of the SEC’s Office of Investor Education and Advocacy, and Robert Mascio, Director of Investor Education Outreach at FINRA, share compelling stories of today’s most sophisticated scams such as AI-driven impersonation schemes. Lori and Robert explain how fraudsters exploit trust and emotion, and why it’s crucial to have open conversations about these tactics. By discussing fraud openly, we can empower victims, protect ourselves, and make more informed decisions. 

Don’t miss this insightful preview into the strategies you can use to safeguard against these evolving threats. 

Show Notes:
02:50 What is the SEC? 
04:08 What is FINRA? 
05:56 Lori’s career path to the SEC
08:59 Robert’s career path to FINRA
11:30 How the financial fraud landscape has changed 
12:30 The rise of technology has impacted the financial fraud landscape 
16:26 How to spot an impersonation scam
18:11 Resources to protect yourself against financial scams
20:02 Why conversations are vital to break the guilt & shame victims experience
22:36 Lori’s 2 cents
24:51 Robert’s 2 cents

Show Note Links:
SEC Website
Investor.gov 
FINRA’s BrokerCheck
FINRA’s Website
Investment Adviser Public Disclosure website
Help for Seniors Website
Help for Seniors phoneline: 844-574-3577
Investor.gov phoneline: 1-800-732-0330
Robert Mascio’s Linkedin

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